Roles · Finance and mortgages
AI compliance specialist
Enforces compliance with laws and regulations governing financial institutions and transactions. Examines records to verify authenticity and ensure safety and soundness.
Compliance specialist · What it does
Three tasks it takes off your hands
- Prepare reports detailing safety and soundness and recommended solutions.
- Review balance sheets and loan documentation to confirm assets and liabilities.
- Review audit reports to monitor adequacy and discover weaknesses.
Where these come from
The tasks of “Financial Examiners” (O*NET 13-2061.00), as O*NET lists them:
- Prepare reports, exhibits, and other supporting schedules that detail an institution's safety and soundness, compliance with laws and regulations, and recommended solutions to questionable financial conditions.
- Review balance sheets, operating income and expense accounts, and loan documentation to confirm institution assets and liabilities.
- Review audit reports of internal and external auditors to monitor adequacy of scope of reports or to discover specific weaknesses in internal routines.
Compliance specialist · Tools and industries
It works in the tools you already use
- Microsoft Excel
- Microsoft Office software
- Microsoft Outlook
- Microsoft PowerPoint
- Microsoft Word
- Microsoft Access
Industries it fits
Hire this roleRole facts from O*NET 31.0 Database (U.S. Department of Labor, Employment and Training Administration (USDOL/ETA), CC BY 4.0), written in our words. Sources and credits
